Examinations play an integral role in the SEC’s supervision of investment advisers. An ACA Group program reviewed the examination landscape, including selection of advisers for examination; the examination process; interviews and document production; interactions with SEC staff; and self-reporting. The speakers also offered tips for preparing for, and successfully navigating, an exam. Jaqueline Hummel, former director of thought leadership at ACA Group, led the discussion, which featured Neil T. Smith and Lance C. Dial, partners at K&L Gates LLP. This article synthesizes their insights. See our two-part series “Practical Guide for Private Fund Managers Navigating SEC Exams in the Biden/Gensler Era": Part One (Jul. 8, 2021); and Part Two (Jul. 15, 2021).