FINRA RegTech Conference Examines Big Data and Other Emerging Technologies

Regulatory technology (RegTech) aims to improve regulatory compliance by automating processes; facilitating reporting; and using advanced data analytics to identify and manage risks. FINRA recently convened a group of regulators, financial services firms and RegTech experts to explore the growth of RegTech and its associated benefits and challenges. This article covers, among other topics, the portions of the FINRA 2019 RegTech Conference that examined big data, its connection to artificial intelligence and how both can be used to improve compliance. See “Cordium and Aite Group Survey Benchmarks Use of ‘RegTech’ by Asset Management Firms” (Feb. 8, 2018).

To read the full article

Continue reading your article with a HFLR subscription.